by Zoe Wang | 2025-07-04 | Industry News, Our News
Cleveland & Co is pleased to announce the appointment of Caroline Donald as Deputy General Counsel, Head of Public Markets. Caroline brings over 25 years of legal, regulatory, and leadership experience in financial services and investment management, having held...
by Zoe Wang | 2025-05-14 | Industry News, Our News
Cleveland & Co is delighted to announce the appointment of Anne-Marie Botha as Managing Director, Corporate, marking a key milestone in the firm’s continued expansion. Anne-Marie’s appointment reflects our commitment to strengthening the leadership team as we...
by Leela | 2023-08-03 | Industry News
The Financial Conduct Authority’s Consumer Duty came into force on 31 July 2023, making it applicable to all new and existing products or services that are open to sale or renewal. Firms must have all the necessary processes and agreements in place to fulfil...
by Leela | 2023-07-28 | Our News, Recruitment
Alex Findlay, Hannah Nguyen and Hailey Kadivar have all been an invaluable part of the team for the past 4 weeks as our interns! Their unwavering commitment and hard work during their time with us have been truly impressive. As they prepare to embark on the next stage...
by Leela | 2023-06-21 | Industry News
The Financial Conduct Authority’s (“FCA”) Consumer Duty will come into force on 31 July 2023. From this date, the Consumer Duty rules will apply to all existing in-scope products or services that are available for sale or renewal. By this date, firms...
by Victoria Smith | 2023-05-10 | Industry News
The Markets in Crypto-assets Regulation (MiCA) framework was first introduced in 2020 as a proposal to regulate crypto-asset markets in the European Union It is due to come into effect by mid-2024 and so crypto-assets issuers and crypto-assets service providers will...
