The new Prospectus Regulation (EU) 2017/1129 came into effect on 21 July 2019 (the “Prospectus Regulation”) which repealed and...
Archive for category: Industry News
Earlier this month the Financial Conduct Authority (“FCA”) published a consultation paper on prohibiting the sale to retail clients...
THE CONSULTATION The European Securities and Markets Authority (“ESMA”), launches a public consultation on the development in prices for...
In May 2019, the Financial Conduct Authority (the “FCA”) published their findings of a review they carried out with...
A UK based crypto currency hedge fund is the first investment firm in the UK to receive full-scope authorisation...
In the recent case of, The State of the Netherlands (the “State of the Netherlands“) and Deutsche Bank AG (“DB“),...
BACKGROUND As a consequence of the London Interbank Offered Rate (“LIBOR”) scandal in which several bankers at many major...
The High Court (the “Court”) recently found in favour of the Financial Conduct Authority (“FCA”) resolving that an unauthorised...
After weeks of hard work and dedication, Cleveland & Co are pleased to officially announce the launch of our...
The execution of contracts is a task often overlooked. Even after maximum effort has been exerted to negotiate a...
