Templates & Guidance
For the months of May and June, we’re offering some unbeatable end of financial year deals on some of our most popular templates. Our legal templates have been expertly drafted by our specialist lawyers and are designed to save you time. Enjoy a 20% discount if you purchase one of the following templates in May […]
Templates & Guidance · Regulatory & Compliance
As noted in our previous article, FCA Changes for Appointed Representatives, the Financial Conduct Authority (“FCA”) has confirmed new rules to improve oversight of Appointed Representatives (“AR”), which will take effect on 8 December 2022 (“New Rules”). The AR regime is set in primary legislation and allows unauthorised firms to engage in regulated activities without having to be […]
Templates & Guidance · Regulatory & Compliance
Did you know that if you are a fund manager considering raising funds or providing other financial services in Australia, you may qualify for relief as a “Foreign Financial Services Provider” based on your having FCA authorisations? The Australian Securities and Investments Commission have recently extended the period of transitional relief to 31 March 2024. […]
When regulation shifts, our General Counsel set out what has changed for your firm and the steps we recommend you take.
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