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Are your templates up to date? Australian end of financial year template offers not to be missed!

by Victoria Smith | 2023-05-30 | Templates & Guidance

  For the months of May and June, we’re offering some unbeatable end of financial year deals on some of our most popular templates. Our legal templates have been expertly drafted by our specialist lawyers and are designed to save you time. Enjoy a 20%...

FCA Appointed Representatives regime reminder: New Rules are coming soon

by Victoria Smith | 2022-09-15 | Templates & Guidance

As noted in our previous article, FCA Changes for Appointed Representatives, the Financial Conduct Authority (“FCA”) has confirmed new rules to improve oversight of Appointed Representatives (“AR”), which will take effect on 8 December 2022 (“New Rules”). The AR...

FCA changes for Appointed Representatives

by Victoria Smith | 2022-08-17 | Industry News, Templates & Guidance

The Financial Conduct Authority (“FCA”) has confirmed new rules to improve oversight of Appointed Representatives (“AR”), which will take effect on 8 December 2022 (“New Rules”). The AR regime is set in primary legislation and allows unauthorised firms to engage in...

Licensing relief in Australia: make hay while the sun shines

by Victoria Smith | 2022-08-04 | Templates & Guidance

Did you know that if you are a fund manager considering raising funds or providing other financial services in Australia, you may qualify for relief as a “Foreign Financial Services Provider” based on your having FCA authorisations? The Australian Securities and...

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Cleveland & Co Associates Limited ("Cleveland UK") is incorporated in England and Wales, company No. 07871988, K304-6 Kala Studios, The Biscuit Factory, Drummond Road, London, SE16 4DG UK. Cleveland UK is authorised and regulated by the Solicitors Regulation Authority ("SRA") under no. 622069, as an alternative business structure, and as such all our solicitors are subject to the principles and code of conduct set out by the SRA. Please visit https://www.sra.org.uk/solicitors/standards-regulations/ for more information. Cleveland & Co Associates Pty Ltd ("Cleveland Australia") is incorporated in New South Wales, Australia, ABN 31 654 249 519, ACN 654 249 519. Cleveland Australia is authorised and regulated by the Law Society of New South Wales ("Law Society"), under practice ID no. 38974, as an incorporated legal practice, and has liability limited by a scheme approved under Professional Standards Legislation. As such, all our solicitors are subject to the Australian Solicitor's Conduct Rules 2015 which are upheld by the Law Society in conjunction with the Office of the Legal Services Commissioner, an independent statutory body. Please visit https://www.olsc.nsw.gov.au/ and https://www.lawsociety.com.au/practising-law-in-NSW/rules-and-legislation/rules for more information. Cleveland UK and Cleveland Australia being referred to as "Cleveland & Co".

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