As noted in our previous article, FCA Changes for Appointed Representatives, the Financial Conduct Authority (“FCA”) has confirmed new rules to improve...
Archive for category: Templates & Guidance
feel free to call us +447519645650 enquiries@cleveland-co.com
The Financial Conduct Authority (“FCA”) has confirmed new rules to improve oversight of Appointed Representatives (“AR”), which will take...
Licensing relief in Australia: make hay while the sun shines
Victoria Smith, , Templates & Guidance, 0Did you know that if you are a fund manager considering raising funds or providing other financial services in...