by Victoria Smith | 2023-05-30 | Templates & Guidance
For the months of May and June, we’re offering some unbeatable end of financial year deals on some of our most popular templates. Our legal templates have been expertly drafted by our specialist lawyers and are designed to save you time. Enjoy a 20%...
by Victoria Smith | 2022-09-15 | Templates & Guidance
As noted in our previous article, FCA Changes for Appointed Representatives, the Financial Conduct Authority (“FCA”) has confirmed new rules to improve oversight of Appointed Representatives (“AR”), which will take effect on 8 December 2022 (“New Rules”). The AR...
by Victoria Smith | 2022-08-17 | Industry News, Templates & Guidance
The Financial Conduct Authority (“FCA”) has confirmed new rules to improve oversight of Appointed Representatives (“AR”), which will take effect on 8 December 2022 (“New Rules”). The AR regime is set in primary legislation and allows unauthorised firms to engage in...
by Victoria Smith | 2022-08-04 | Templates & Guidance
Did you know that if you are a fund manager considering raising funds or providing other financial services in Australia, you may qualify for relief as a “Foreign Financial Services Provider” based on your having FCA authorisations? The Australian Securities and...
