by Leela | 2023-08-14 | Our Thinking
As a reminder, the Securities and Exchange Commission introduced regulations overseeing the advertising practices of investment advisors, mandating compliance by November 2022. Firms must ensure… they are compliant with the Marketing Rule by updating their...
by Leela | 2023-06-27 | Our Thinking
In May 2023, the Securities and Exchange Commission (“SEC”) approved amendments to Form Private Fund (“Form PF”). This form mandates private fund advisers and large hedge fund advisers to disclose information about their regulatory assets under...
by Leela | 2023-06-22 | Our Thinking
In May 2023, The Financial Reporting Council released the UK Corporate Governance Code consultation document (the “Consultation”). The Consultation presents proposed changes to the UK Corporate Governance Code (the “Code”). The launch of the...
by Leela | 2023-06-20 | Our Thinking
On 5 June 2023, the U.S. Securities and Exchange Commission (“SEC”) issued a press release announcing that it has filed 13 charges against Binance Holdings Ltd. (“Binance”) and its founder Changpeng Zhao, claiming that they engaged in activities that amount to an...
by Leela | 2023-05-17 | Our Thinking
In June 2021, the European Union (EU) introduced a new set of Standard Contractual Clauses (“SCCs”) for the purpose of transferring EU personal data. The United Kingdom (UK) implemented its own International Data Transfer Agreement (“IDTA”) for...
