by Leela | 2023-05-03 | Our Thinking
On 12 April 2023, the European Supervisory Authorities (“ESAs”) – comprising the European Securities and Markets Authority (“ESMA”), the European Insurance and Occupational Pensions Authority (“EIOPA”), and the European...
by Victoria Smith | 2023-04-19 | Our Thinking
background On 9 February 2022, the Securities and Exchange Commission (“SEC”) released its proposed Private Fund Advisers rule, with the primary goal of promoting transparency for private fund investors by requiring registered investment advisers to disclose the full...
by Victoria Smith | 2023-04-13 | Our Thinking
Many regulators across the globe are of the view that crypto technologies have the potential to offer the financial services sector enormous benefits. However, as with any emerging technology, there are risks as well as opportunities… Crypto regulation remains a...
by Victoria Smith | 2023-03-14 | Our Thinking
background With a focus on environmental, social and governance (‘‘ESG’’) concerns and the further protection of investors in the modern fund industry, the US Securities and Exchange Commission (the “SEC”) considered a proposal to update the Names Rule of funds,...
by Victoria Smith | 2023-03-08 | Events
Happy International Women’s Day! Today, we celebrate the incredible achievements and contributions of women all around the world who have shaped our society and inspired us with their resilience, compassion and strength. At Cleveland & Co, we continue to...
