SEC Marketing Rule – impacts on your business

The SEC’s new Marketing Rule means changes to the way investment advisers can communicate with their investors. Firms will need to ensure they are compliant with the new Marketing Rule by making updates to their marketing materials, contracts and policies and procedures. At Cleveland & Co, we’ve been preparing to assist our clients with these changes and have set out the key takeaways as well as how we can assist firms with compliance.

Please click here to find out how we can help you.

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