US developments in ESG regulation: Impacts for firms

Recent regulatory action and fines against a top investment firm highlight the Securities and Exchange Commission (“SEC”) focus on ESG when marketing products as an ESG investment.   Firms that fail to ensure proper selection and monitoring of their ESG investments may face regulatory action under the Advisers Act of 1940.

We’ve put together a one-page summary of the impacts for firms when marketing products as ‘ESG’, please click here to access it.


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