by Victoria Smith | 2022-12-14 | Our Thinking | 0 comments
Recent regulatory action and fines against a top investment firm highlight the Securities and Exchange Commission (“SEC”) focus on ESG when marketing products as an ESG investment. Firms that fail to ensure proper selection and monitoring of their ESG investments may face regulatory action under the Advisers Act of 1940…
We’ve put together a one-page summary of the impacts for firms when marketing products as ‘ESG’, please click here to access it.
Join our mailing list to receive the latest news and updates from our team. As a subscriber, you'll unlock full access to our 'Our Thinking' content, and receive weekly updates on regulatory changes and legal trends in the investment management industry.
Please click here to follow us on LinkedIn to receive the latest information on this and other important topics!
Through our External In-House CounselTM model we act as an extension of your team, and provide the benefits that only a diverse team of high performing specialists can deliver.
Cleveland & Co are industry pioneers, leading the way by providing the responsiveness and knowledge of your business that you would expect of your in-house legal team, combined with the scalability and broad range of expertise offered by an external law firm.
Why choose between an in-house team or external counsel when you can have the best of both?
For more information, contact us.
| Cookie | Duration | Description |
|---|---|---|
| cookielawinfo-checkbox-analytics | 11 months | This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics". |
| cookielawinfo-checkbox-functional | 11 months | The cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional". |
| cookielawinfo-checkbox-necessary | 11 months | This cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary". |
| cookielawinfo-checkbox-others | 11 months | This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other. |
| cookielawinfo-checkbox-performance | 11 months | This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance". |
| viewed_cookie_policy | 11 months | The cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data. |
