SUMMARY On 20 April 2022, the Financial Conduct Authority (“FCA”) published its final regarding diversity and inclusion on company...
Archive for category: Industry News
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We are delighted to let you know that our Managing Director for EMEA, Leela Fair, has been invited to...
FCA consulting on use of side pockets for retail funds affected by Russian invasion of Ukraine
Victoria Smith, , Industry News, 0The Russian invasion of Ukraine has affected financial markets in many ways. Sanctions have been imposed in response to...
Australia: Federal Court fines adviser for failure to manage cybersecurity risks
Victoria Smith, , Industry News, 0summary The Federal Court has found that financial adviser, RI Advice, has breached its Australian Financial Services (“AFS”) licence...
Well-being concerns Well-being is a long-standing concern in the legal profession. The consequences of poor mental health are wide-ranging...
Background On 10 May 2022, her Majesty the Queen set out the UK Government’s legislative priorities for the upcoming...
Time to explore the great southern land: Opportunities in Australia for UK financial services providers
Victoria Smith, , Industry News, 0If you are considering raising funds or providing other financial services in Australia, you may qualify for relief as...
background Packaged Retail and Insurance-based Investment Products (“PRIIPS”) can be either (or both) (a) investments issued by special purpose...
WHAT IS THE ‘CALL FOR INPUT’? The UK government announced at Budget 2020 that it would review the UK’s...
David Balchin joins Cleveland & Co as their first Global Chief Operating Officer
Victoria Smith, , Our News, 0We are delighted to announce that Cleveland & Co has appointed its first Global Chief Operating Officer as we...