In January 2021, HM Treasury published a call for input on its review of the UK funds regime (the...
Archive for category: Industry News
On 1 February 2021, the European Securities and Markets Authority (“ESMA”) published a final report on implementing technical standards...
Cleveland & Co Associates Limited (“Cleveland & Co”) has been appointed by Border to Coast Pensions Partnership (“Border to...
In the post-Brexit period, UK firms are increasingly relying on the reverse solicitation regime to provide investment services to...
In its January edition of the monthly Market Watch newsletter, the FCA focused on reiterating its expectations for firms...
In Altera Voyageur Production Limited v Premier Oil E&P UK Ltd EWHC 1891 (Comm), an inconsistency within the...
UK-EU TRADE AGREEMENT ON DATA TRANSFERS The GDPR framework The European Union’s (“EU”) General Data Protection Regulation (“GDPR”), which...
Broadcasting Investment Group Ltd & Ors v Smith & Ors EWHC 2501 (Ch) (“Broadcasting”), is the first decision...
OVERVIEW The Covid-19 pandemic and consequent economic downturn have often made it difficult for companies to perform their contractual...
FCA publishes indicators of fitness and propriety under the senior managers and certification regime
On 14 August 2020, the Financial Conduct Authority (“FCA”) published indicators to assess fitness and propriety under the Senior...
