summary Interest rate benchmarks are widely relied upon in global financial markets by fund managers, investment banks and other...
Archive for category: Industry News
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FCA changes to MiFID II research rules and an end to RTS 27 and RTS 28 best execution reporting
Victoria Smith, , Industry News, 0On 30 November 2021, the Financial Conduct Authority (“FCA”) published Policy Statement PS 21/20, which sets out its changes...
Cleveland & Co join Law Council of Australia’s Diversity & Equality Charter
Victoria Smith, , Our News, 0We are hugely proud of our diverse firm and our commitment to drive change in the legal sector, so we are thrilled...
Initial Margin Requirements: Be ready or be ready to cease trading in OTC! Phase 6 starts 1 September 2022
Victoria Smith, , Industry News, 0This September, the final phase of initial margin (“IM”) requirements, Phase 6, for uncleared derivatives transactions will come into...
New Advertising Standards Authority guidance on advertising cryptoassets
Victoria Smith, , Industry News, 0cryptoassets: why the attention? Cryptoassets are defined by the Financial Conduct Authority (“FCA”) as “cryptographically secured digital representations of value...
MIFID II: ESMA supervisory briefing for firms that use tied agents
Victoria Smith, , Industry News, 0background The European Securities and Markets Authority (‘ESMA’) is a European supervisory authority that contributes to the safeguarding of...
WHAT IS NEURODIVERSITY? Neurodiversity describes a community of people who are neurodivergent, specifically used within the context of autism...
SUMMARY The Central Securities Depositories Regulation (“CSDR”) was introduced in 2014 along with MiFID II and EMIR to increase...
the introduction of CCIVs On 10 February 2022, the Corporate Collective Investment Vehicle Framework and Other Measures Bill 2021...
BRIEF BACKGROUND In its report on Electronic Execution of Documents (Law Com No 386) published in 2019 (the “Report”),...