We are very proud to announce that Emma Cleveland has been nominated for the Investment Week’s Women in Investment...
Author Archive for: gcleve
On 26 July 2017, the FCA published its consultation paper CP 17/25 regarding the extension of the Senior Managers...
The FCA has recently issued a consultation paper (“CP 17/29”) on minor amendments to the Client Assets sourcebook (“CASS”)....
The final report (the “Final Report”) released by the International Organisation of Securities Commission (“IOSCO”) at the end of...
On 17 July, the FCA published the Terms of Reference (“ToR”) for their latest study on investment platform market...
On Monday 3 July 2017, the FCA released policy statement 17/14 (“PS 17/14”) with the final rules on the...
On Monday 3 July 2017, the greatly anticipated implementation policy statement was published by the FCA. Policy statement (PS...
Our Managing Director, Emma Cleveland, has been featured in We Are The City’s ‘Inspirational Woman’ series. Read about Emma’s...
Today we are celebrating Cleveland & Co’s 5-year anniversary! We have come a long way since 2012 and we...
The FCA has recently completed the second stage of its thematic review on how firms and advisors are implementing...
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