by Leela | 2023-08-25 | Awards, Our News, Us in the Press
We are thrilled to announce that Cleveland & Co has been selected as a finalist for Strategic Legal Operations Team of the Year at The British Legal Awards 2023! These prestigious, premier legal awards represent ‘the best of the best’ within the UK’s legal...
by Leela | 2023-08-24 | Our Thinking
On 28 June 2023, the UK Law Commission (the “Commission”) issued a Final Report on Digital Assets (the “Report”), providing high level recommendations on how digital assets should be categorised and regulated after receiving public input from a...
by Leela | 2023-08-15 | Our Thinking
Artificial intelligence (“AI”) is rapidly growing and bringing positive changes to various aspects of life, but concerns regarding potential risks are also emerging. The Australian government has been prioritising ethical considerations while advancing...
by Leela | 2023-08-14 | Our Thinking
As a reminder, the Securities and Exchange Commission introduced regulations overseeing the advertising practices of investment advisors, mandating compliance by November 2022. Firms must ensure… they are compliant with the Marketing Rule by updating their...
by Leela | 2023-08-10 | Awards
We are delighted to share that Emma Cleveland has been shortlisted for Legal Advisor of the Year at the Women in Finance Awards 2023! These prestigious awards shine a spotlight on the outstanding achievements of women professionals within the financial services...
by Leela | 2023-08-09 | Our Thinking
On 25 May 2023, the Attorney-General’s Department released the outcomes of the statutory review (“the Review”) of the Australian Modern Slavery Act 2018 (Cth). The Review focuses on reinforcing Australia’s efforts to combat modern slavery, in...
by Leela | 2023-08-08 | Our Thinking
The Australian Prudential Regulation Authority (“APRA”) has published a newsletter highlighting the importance of placing focus on cyber security while conducting independent tripartite cyber assessments on its regulated entities. These assessments are...
by Leela | 2023-08-07 | Our Thinking
On 17 July 2023, the Australian Prudential Regulation Authority (“APRA”) released the Prudential Standard CPS 230 for Operational Risk Management (“CPS 230”), along with a consultation draft of the Practice Guide CPG 230 for Operational Risk...
by Leela | 2023-08-03 | Industry News
The Financial Conduct Authority’s Consumer Duty came into force on 31 July 2023, making it applicable to all new and existing products or services that are open to sale or renewal. Firms must have all the necessary processes and agreements in place to fulfil...
by Leela | 2023-08-02 | Industry News
In recent times, a number of investment funds have come under scrutiny and criticism for engaging in greenwashing. We can help you navigate this complex issue. Safeguard your firm against the risk of greenwashing Schedule your 10-minute call with Tanja Listar for...
