Earlier this month the Financial Conduct Authority (“FCA”) published a consultation paper on prohibiting the sale to retail clients...
Author Archive for: Caroline Sheldon
THE CONSULTATION The European Securities and Markets Authority (“ESMA”), launches a public consultation on the development in prices for...
A UK based crypto currency hedge fund is the first investment firm in the UK to receive full-scope authorisation...
With a no deal Brexit remaining a possibility, the UK, the EU and individual EU members continue to review...
BACKGROUND As a consequence of the London Interbank Offered Rate (“LIBOR”) scandal in which several bankers at many major...
Given the continuing uncertainty surrounding the United Kingdom’s (the “UK”) departure from the European Union (“EU”), regulators and institutions...
