by Leela | 2023-06-06 | Our Thinking
Following on from our six-part series on the sustainability disclosure regulations established by the Financial Conduct Authority (“FCA”), we look at UK SDR and other regimes. On 25 October 2022, the FCA released a Consultation Paper on UK Sustainability...
by Leela | 2023-06-01 | Our Thinking
The Australian Securities and Investments Commission (“ASIC”) has revised Regulatory Guide 78, which deals with breach reporting by AFS licensees and credit licensees (“RG 78”), in response to implementation challenges within the regulatory...
by Victoria Smith | 2023-05-30 | Templates & Guidance
For the months of May and June, we’re offering some unbeatable end of financial year deals on some of our most popular templates. Our legal templates have been expertly drafted by our specialist lawyers and are designed to save you time. Enjoy a 20% discount if...
by Leela | 2023-05-25 | Our News
As part of our ‘Meet the Team’ series, we are delighted to feature Muskan Khadka, from our Legal team who celebrates her first anniversary with Cleveland & Co next week! To celebrate Muskan’s first year, we sat down to ask her a few questions about her...
by Leela | 2023-05-19 | Our News
As part of our ‘Meet the Team’ series, we are delighted to feature Christine Nguyen, from our Operations team who celebrates her first anniversary with Cleveland & Co next week! To celebrate Christine’s first year, we sat down to ask her a few questions...
by Leela | 2023-05-18 | Our Thinking
In our final guide on the sustainability disclosure regulations established by the Financial Conduct Authority (“FCA”), we look at Distributors. The FCA intends to impose a couple of obligations on distributors who offer products to retail investors…...
by Leela | 2023-05-17 | Our Thinking
In June 2021, the European Union (EU) introduced a new set of Standard Contractual Clauses (“SCCs”) for the purpose of transferring EU personal data. The United Kingdom (UK) implemented its own International Data Transfer Agreement (“IDTA”) for...
by Victoria Smith | 2023-05-10 | Industry News
The Markets in Crypto-assets Regulation (MiCA) framework was first introduced in 2020 as a proposal to regulate crypto-asset markets in the European Union It is due to come into effect by mid-2024 and so crypto-assets issuers and crypto-assets service providers will...
by Leela | 2023-05-04 | Our Thinking
In our fourth summary on the Financial Conduct Authority’s (“FCA”) consultation paper titled “Updating and Enhancing the UK Asset Management Regime” (DP23/2), we build on our previous overview on the structure of the asset management...
by Leela | 2023-05-03 | Our Thinking
On 12 April 2023, the European Supervisory Authorities (“ESAs”) – comprising the European Securities and Markets Authority (“ESMA”), the European Insurance and Occupational Pensions Authority (“EIOPA”), and the European...
