by Emma Cleveland | 2017-05-04 | Industry News
In his recent speech at the Innovate Finance Global Summit, Christopher Woolard, Executive Director of Strategy and Competition at the FCA, was very positive about the direction of travel the FCA’s Project Innovate is taking. Mr Woolard highlighted that the demand...
by Emma Cleveland | 2017-04-27 | Industry News
On 31 March 2017, The European Securities and Markets Authority (“ESMA”) published an update of its Questions and Answers (“Q&As”) regarding the implementation of the Central Securities Depository Regulation (“CSDR”). The first version of the Q&As was...
by Emma Cleveland | 2017-04-12 | Industry News
The Investment Association (which represents Investment Managers) and the Association for Financial Markets in Europe (the trade body that represents banks and brokers) (together, the “Associations”) have published a new code of conduct for the communication of...
by Emma Cleveland | 2017-04-04 | Industry News
The Basel Committee (the “Committee”) has recently published a second consultation on guidelines for identification and management of step-in risk, which follows on from a previous consultation issued in December 2015. The previous consultation set out a framework for...
by Emma Cleveland | 2017-03-30 | Our News
We conduct our business with honesty and integrity, maintaining high technical standards that have been proven globally. To support our client relationships, and help our business expand and reach its full potential, we believe in attracting and retaining competent,...
by Emma Cleveland | 2017-03-22 | Awards, Our News, Us in the Press
We are thrilled to announce that Emma Cleveland has been nominated for a WeAreTheCity Rising Star Champion Award! Further details are below: @watc_updates 2017 Rising Star Champion Award #watctop100 The Awards Shortlist is to be announced on 15...
