by Vicki McEwan | 2022-07-27 | Our Thinking
On 18 July 2022, the Financial Conduct Authority (“FCA”) published its Handbook Notice No.101, addressing the changes to its Handbook (the “Handbook”), along with relevant consultation feedback. The following instruments were introduced on the 23 June and 15 July...
by Vicki McEwan | 2022-03-10 | Industry News
FCA RULES AND HANDBOOK Part 9A of the Financial Services and Markets Act 2000 (“FSMA”) provides the Financial Conduct Authority (“FCA”) wide-ranging powers. Under Section 137A the FCA can make legally binding rules for authorised and in some cases, unauthorised firms...
by Vicki McEwan | 2022-02-11 | Our News
We are excited to announce that our current Acting Managing Director EMEA, Leela Fair, has officially accepted the role of Managing Director for EMEA! Leela is a glowing example of our values and continues our culture of the ‘sky’s the limit’ when it comes to a career...
by Vicki McEwan | 2022-02-08 | Industry News, Our News
We are thrilled to announce the appointment of Warren Mead as Board Advisor to Cleveland & Co. Warren has over 25 years of in-depth experience in financial services, professional services and fintech and was previously the COO of KPMG’s advisory, tax and legal...
by Vicki McEwan | 2022-02-02 | Our News, Us in the Press
Cleveland & Co Australia are featured in the Lawyers Weekly podcast The Corporate Counsel Show: ‘A global trading desk’ of legal services, where Andrew Goldstein and Emma Cleveland discuss the our approach to modern legal service delivery. Listen to...