MiFID II comes into force from 3 January 2018, and introduces a new model (replacing the current commission sharing arrangements)...
Author Archive for: Leela
The European Securities and Markets Authority (“ESMA”) has issued two warning statements on initial coin offerings (“ICOs”), one on...
In November, the FCA will be launching an Asset Management Authorisation Hub (the “Hub”) designed to assist new firms...
A recent report from the European Commission (“EC”) covering the final stages of its Capital Markets Union (“CMU”) initiative...
We are very proud to announce that Emma Cleveland is a finalist for the categories: Mentor of the Year; and...
A record 3,730 suspicious transaction and order reports (“STORs”) of suspected insider dealing and market manipulation have been submitted...
We are very excited to announce that Alejandro Alemany has joined the Cleveland & Co team. Alejandro is a...
