With less than two months to go until the UK leaves the EU, there have been a lot of...
Author Archive for: Leela
In light of the ongoing uncertainty surrounding the United Kingdom (“UK”) departure from the European Union (“EU”), regulators...
We are delighted and very proud to announce that we have won the category for ABS of the Year...
The Senior Managers and Certification Regime (“SM&CR”) is part of the UK regulators’ drive to improve culture, governance and...
On 24 November 2017, the Joint Committee of the European Supervisory Authorities (the “Committee”) issued a statement (the “ESAs...
On 21 November 2017, ESMA added 2 new questions and answers to its Q&A (the “Q&A”) on the Market...
Whilst derivatives market players are running at full throttle to implement all measures required under the European Market Infrastructure...
MiFID II comes into force from 3 January 2018, and introduces a new model (replacing the current commission sharing arrangements)...
The European Securities and Markets Authority (“ESMA”) has issued two warning statements on initial coin offerings (“ICOs”), one on...
In November, the FCA will be launching an Asset Management Authorisation Hub (the “Hub”) designed to assist new firms...
