by Victoria Smith | 2023-04-13 | Our Thinking
Many regulators across the globe are of the view that crypto technologies have the potential to offer the financial services sector enormous benefits. However, as with any emerging technology, there are risks as well as opportunities… Crypto regulation remains a...
by Victoria Smith | 2023-04-11 | Awards
We’re delighted to announce that Leela Fair has been shortlisted for an ALM Law.Com International Legal Innovation Award in the category ‘Championing Diversity in Innovation’! We are very proud of our commitment to diversity here at Cleveland &...
by Victoria Smith | 2023-04-11 | Our News, Recruitment
In the next part of our ‘Meet the Team’ series, we are delighted to feature Natália Fazano Novaes, from our Legal team who celebrates her first anniversary with Cleveland & Co this week! To celebrate Natália’s first year, we sat down to ask her a few...
by Victoria Smith | 2023-04-05 | Our Thinking
In February 2023, the Financial Conduct Authority (“FCA”) released a discussion paper on ‘Updating and Improving the UK regime for asset management’ (DP23/2). The paper seeks feedback on proposals to enhance the UK regime for asset management. Among the proposed...
by Victoria Smith | 2023-04-04 | Our Thinking
In this third of our six deep-dive guides into the FCA’s sustainability disclosure requirements, we’re looking at consumer-facing disclosures. The FCA is proposing that firms provide consumer-facing disclosures that provide consumers with a summary of the...
by Victoria Smith | 2023-03-30 | Industry News
Under the Sustainable Finance Disclosure Regulation, financial market participants and financial advisers are required to disclose information on the integration of sustainability risks into investment decision-making, and the impact of sustainability factors on their...
by Victoria Smith | 2023-03-22 | Our Thinking
In this second of our six deep-dive guides into the FCA’s sustainability disclosure requirements, we’re looking at the naming and marketing restrictions that the FCA propose to introduce to investment products marketed to retail investors that do not qualify for a...
by Victoria Smith | 2023-03-15 | Our Thinking
In this first of our six deep-dive guides into the FCA’s sustainability disclosure requirements, we’re looking at investment labels. Sustainable investment labels are designations given to investment products that meet certain environmental, social and...
by Victoria Smith | 2023-03-09 | Our Thinking
The Financial Conduct Authority’s (“FCA”) changes for Appointed Representatives (“AR”) have been implemented to ensure that the UK’s financial sector remains compliant and transparent. The new rules (“New Rules”) came into effect on 8 December 2022 and...
by Victoria Smith | 2023-03-08 | Events
Happy International Women’s Day! Today, we celebrate the incredible achievements and contributions of women all around the world who have shaped our society and inspired us with their resilience, compassion and strength. At Cleveland & Co, we continue to...
