News & Insights

Initial Margin Requirements: Be ready or be ready to cease trading in OTC! Phase 6 starts 1 September 2022

by Victoria Smith|10 April 2022|Our Thinking

This September, the final phase of initial margin (“IM”) requirements, Phase 6, for uncleared derivatives transactions will come into effect. Uncleared margin rules have been co-ordinated by regulators globally, including APRA in Australia and FCA /ESMA in the UK and EU. After a year’s delay to the final implementation for IM requirements, APRA is continuing […]

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New Advertising Standards Authority guidance on advertising cryptoassets

by Victoria Smith|5 April 2022|Our Thinking

cryptoassets: why the attention? Cryptoassets are defined by the Financial Conduct Authority (“FCA”) as “cryptographically secured digital representations of value or contractual rights that use technology and can be transferred, stored or traded electronically”. Cryptocurrencies (such as Bitcoin) are an example of a particularly widely used cryptoasset taking the form of a digital currency and it uses […]

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LawyersWeekly Corporate Counsel Awards 2022

by Victoria Smith|30 March 2022|Awards

We are absolutely delighted to share the news that our very own Andrew Goldstein, Managing Director, Asia Pacific, for our most recently launched Cleveland & Co hub in Sydney, has already been shortlisted as a finalist for Financial Services Lawyer of the Year at LawyersWeekly Corporate Counsel Awards! The Corporate Counsel Awards are the benchmark […]

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MIFID II: ESMA supervisory briefing for firms that use tied agents

by Victoria Smith|29 March 2022|Industry News

background The European Securities and Markets Authority (‘ESMA’) is a European supervisory authority that contributes to the safeguarding of a stable and orderly European Union (‘EU‘) financial market by enhancing investor protection. Following Brexit, ESMA has been monitoring the behaviour of EU firms with the aim of understanding if their interaction with clients based in […]

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Celebrating Neurodiversity in the workplace

by Victoria Smith|25 March 2022|Our News

WHAT IS NEURODIVERSITY? Neurodiversity describes a community of people who are neurodivergent, specifically used within the context of autism spectrum disorder (“ASD”) and extends to other neurodivergent conditions such as: Attention Deficit/Hyperactivity Disorder (“ADHD”), Dyspraxia (Developmental Coordination Disorder (“DCD”)) and Dyslexia and Dyscalculia. These neurological differences impact on the individuals’ process of information and neurocognitive […]

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New Rules – SDR has landed!

by Victoria Smith|24 March 2022|Industry News

SUMMARY The Central Securities Depositories Regulation (“CSDR”) was introduced in 2014 along with MiFID II and EMIR to increase the safety and efficiency of securities settlement and settlement infrastructures within the EU. As of 1 February 2022, CSDR has introduced a new Settlement Discipline Regime (“SDR”) which is a set of common requirements for central […]

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CCIVs- ready at last?

by Victoria Smith|21 March 2022|Industry News

the introduction of CCIVs On 10 February 2022, the Corporate Collective Investment Vehicle Framework and Other Measures Bill 2021 (“CCIV”) passed both houses of parliament to amend the Corporations Act 2001. This new framework will commence from 1 July 2022. what is a cciv The long awaited CCIV offers a corporate funds structure which has […]

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Recognition

  1. 2026
  2. 2025
    • Heroes Role Model ListsFeatured in the Executive Role Model List
  3. 2023
  4. 2022
    • Women in Investment AwardsNominated for Role Model of the YearNominated for Mentor of the Year
  5. 2021
  6. 2019
  7. 2018
  8. 2017
  9. 2016
Legal Sustainability Alliance member 2026

Cleveland & Co Associates Limited is incorporated in England and Wales, company No. 07871988, 79 Weston Street London SE1 3RS. Cleveland & Co Associates Limited is authorised and regulated by the Solicitors Regulation Authority (“SRA”) under no. 622069, as an alternative business structure, and as such all our solicitors are subject to the principles and code of conduct set out by the SRA. Please visit https://www.sra.org.uk/solicitors/standards-regulations/ for more information.

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