by Victoria Smith | 2023-02-19 | Our Thinking
summary The Australian Securities and Investments Commission (“ASIC”) outlined its enforcement priorities on 3 November 2021 and has increased its surveillance and enforcement focus on fund managers, superannuation trustees and responsible entities more recently,...
by Victoria Smith | 2022-11-25 | Our News
Our Sydney office celebrates its first year of operation this month and what a journey we’ve had! As our new MD, Tanja Listar joins, we are very much looking forward to seeing what the next year brings and are excited to bring you further Sydney news over the...
by Victoria Smith | 2022-11-21 | Our News
Today, we are delighted to officially welcome Tanja Listar to the Cleveland & Co team as our new Managing Director, Asia Pacific! Tanja brings with her over 20 years of experience in the financial services sector and has a passion for client service. Tanja joins...
by Victoria Smith | 2022-11-15 | Our Thinking
summary In August 2022, the Australian Treasury released the Quality of Advice Review Consultation paper (“Consultation Paper”) which provides proposals for reform relating to the quality of advice given by entities that provide financial product advice to clients....
by Victoria Smith | 2022-10-19 | Our Thinking
summary Several financial regulations have come in place over the last few months to increase accountability as well as enhance consumer and investor protection. Most notably, there is the introduction of the Financial Accountability Regime (“FAR”) which will impose...
