by Leela | 2017-09-18 | Our News
We are very excited to announce that Alejandro Alemany has joined the Cleveland & Co team. Alejandro is a dual qualified lawyer (England & Wales and Spain) with extensive experience in financial services and investment management, most of which he has gained...
by gcleve | 2017-08-24 | Industry News
The FCA has recently issued a consultation paper (“CP 17/29”) on minor amendments to the Client Assets sourcebook (“CASS”). These amendments are as a result of feedback received by the FCA from the industry regarding the difficulties that investment firms are...
by gcleve | 2017-08-08 | Industry News
The final report (the “Final Report”) released by the International Organisation of Securities Commission (“IOSCO”) at the end of July sets out their findings on how jurisdictions are progressing since IOSCO published their 2014 report (the “Report”) regarding the...
by gcleve | 2017-08-02 | Industry News
On 17 July, the FCA published the Terms of Reference (“ToR”) for their latest study on investment platform market (the “Study”). The 5 broad topics being considered to assess whether competition between investment platforms work in the interest of consumers, are set...
by gcleve | 2017-07-04 | Industry News
On Monday 3 July 2017, the greatly anticipated implementation policy statement was published by the FCA. Policy statement (PS 17/14) follows from 6 previous consultation papers and discusses the implementation of MiFID II and most importantly sets out the final rules...
by gcleve | 2017-06-26 | Our News
Our Managing Director, Emma Cleveland, has been featured in We Are The City’s ‘Inspirational Woman’ series. Read about Emma’s advice to other women, the challenges she’s faced, and her career successes here.
