by gcleve | 2017-07-07 | Our Thinking
On Monday 3 July 2017, the FCA released policy statement 17/14 (“PS 17/14”) with the final rules on the implementation of MiFID II. The impact in particular on brokers and analysts will be great due to the new regulations focused on how research can be paid for....
by gcleve | 2017-07-04 | Industry News
On Monday 3 July 2017, the greatly anticipated implementation policy statement was published by the FCA. Policy statement (PS 17/14) follows from 6 previous consultation papers and discusses the implementation of MiFID II and most importantly sets out the final rules...
by gcleve | 2017-06-26 | Our News
Our Managing Director, Emma Cleveland, has been featured in We Are The City’s ‘Inspirational Woman’ series. Read about Emma’s advice to other women, the challenges she’s faced, and her career successes here.
by gcleve | 2017-06-21 | Our News
Today we are celebrating Cleveland & Co’s 5-year anniversary! We have come a long way since 2012 and we would like to take this opportunity to thank all of our clients who have supported us over the past 5 years. We look forward to continue working with you...
by gcleve | 2014-04-21 | Industry News
The FCA has recently completed the second stage of its thematic review on how firms and advisors are implementing RDR requirements. TR 14/5 focuses on the standard for independent advice, to respond to the industry’s desire for greater clarification on what actions...