Find everything you need to know about the new dealing commission rules and the impact on your commission sharing agreements in our attached Glance Card. It also offers insight into potential changes in the future in light of the FCA’s recently released discussion paper 14/3 and MiFID II.
Use of Dealing Commission – Current Rules
feel free to call us +447519645650 vmcewan@cleveland-co.com
-
Brexit update: FCA extends deadline; EU Commission clarifies equivalence decision; Czech Republic and Malta approve no deal laws
Leela, , Our Thinking, 0
With the EU granting the UK another flexible extension of the negotiation period around the UKs withdrawal from the...
-
FCA wins case on unauthorised collective investment scheme
emma, , Our Thinking, 0
The Financial Conduct Authority (“FCA”) brought proceedings against Asset Land Investment plc along with its principal owner and director,...
-
ESMA updates MiFID II/MiFIR Investor Protection Q&A
emma, , Our Thinking, 0
On 4 April 2017, ESMA added 10 new questions and answers to its Q&A on MiFID II and MiFIR...
-
Exclusion Clauses – Fraud exceptions in contracts
emma, , Our Thinking, 0
On 30 January 2018, the Court of Appeal provided important guidance on the interpretations of exclusion clauses in the...
-
FCA alert: risks of accepting business from Introducers
emma, , Our Thinking, 0
The FCA have recently produced an alert that highlights some of the risks that authorised firms may encounter by...
-
UK crypto-assets and distributed ledger technology taskforce report
emma, , Our Thinking, 0
The Taskforce (consisting of HM Treasury, the Financial Conduct Authority and the Bank of England) was launched by the Chancellor...
-
Cleveland & Co respond to FCA’s asset management market study in City AM
emma, , Our Thinking, Us in the Press, 0
Criticism of the FCA’s new asset management rules has been featured in City Am. We are concerned that the cost of...
-
European Commission Work Programme 2017
emma, , Our Thinking, 0
On 25 October 2016, the European Commission (“EC”) produced a communication on their work programme (the “Work Programme”) which...
Why We’re Different
External In-House Counsel™ means we offer the responsiveness and deep understanding of your business like an in-house legal team with the scalability and broad range of expertise of an external law firm. Cleveland & Co can assist you with specialist projects or overflow work and provide you with certainty of cost up front through our flat rate fee or retainer structure. For more information, contact us.