by Leela | 2017-10-24 | Industry News
A recent report from the European Commission (“EC”) covering the final stages of its Capital Markets Union (“CMU”) initiative (a key initiative for Europe) aims to ease managers’ capacity to lend to and invest in European businesses. The EC’s...
by Leela | 2017-10-24 | Awards
We are very proud to announce that Emma Cleveland is a finalist for the categories: Mentor of the Year; and Team Leader of the Year, in the Investment Week’s Women in Investment Awards 2017. The awards recognise the achievements of women who have helped support...
by Leela | 2017-10-24 | Industry News, Us in the Press
A record 3,730 suspicious transaction and order reports (“STORs”) of suspected insider dealing and market manipulation have been submitted to the FCA in the first 9 months of this year*, 24% more than in all of 2016 (3,008). Banks, brokers and regulated firms have to...
by gcleve | 2017-09-18 | Awards, Our News, Us in the Press
We are very proud to announce that Emma Cleveland has been nominated for the Investment Week’s Women in Investment Awards 2017 in the following categories: Investment Woman of the Year; Mentor of the Year; Role Model of the Year; and Team Leader of the Year. The...
by gcleve | 2017-08-24 | Industry News
The FCA has recently issued a consultation paper (“CP 17/29”) on minor amendments to the Client Assets sourcebook (“CASS”). These amendments are as a result of feedback received by the FCA from the industry regarding the difficulties that investment firms are...
