by Victoria Smith | 2023-04-19 | Our Thinking
In this fourth of our six deep-dive guides into the FCA’s sustainability disclosure requirements, we’re looking at product and entity level disclosures and detail what the FCA require firms to provide in each… Please click here to access our deep-dive guide to...
by Victoria Smith | 2023-04-18 | Our Thinking
Building on our initial summary of the Financial Conduct Authority’s (“FCA”) discussion paper on “Updating and Enhancing the UK Asset Management Regime” (DP23/2), which focuses on improving investor engagement through technology, set out below is a second summary that...
by Victoria Smith | 2023-04-13 | Our Thinking
Many regulators across the globe are of the view that crypto technologies have the potential to offer the financial services sector enormous benefits. However, as with any emerging technology, there are risks as well as opportunities… Crypto regulation remains a...
by Victoria Smith | 2023-04-05 | Our Thinking
In February 2023, the Financial Conduct Authority (“FCA”) released a discussion paper on ‘Updating and Improving the UK regime for asset management’ (DP23/2). The paper seeks feedback on proposals to enhance the UK regime for asset management. Among the proposed...
by Victoria Smith | 2023-04-04 | Our Thinking
In this third of our six deep-dive guides into the FCA’s sustainability disclosure requirements, we’re looking at consumer-facing disclosures. The FCA is proposing that firms provide consumer-facing disclosures that provide consumers with a summary of the...
by Victoria Smith | 2023-03-22 | Our Thinking
In this second of our six deep-dive guides into the FCA’s sustainability disclosure requirements, we’re looking at the naming and marketing restrictions that the FCA propose to introduce to investment products marketed to retail investors that do not qualify for a...
