by Emma Cleveland | 2015-09-17 | Industry News
Undertakings for collective investment in transferable securities (UCITS) are regulated investment funds which can be sold to the general public throughout the European Union, due to their increasing popularity the importance of having common and harmonised standards...
by Emma Cleveland | 2015-09-16 | Our News, Us in the Press
Cleveland & Co’s authorisation by the Solicitors Regulation Authority as an alternative business structure (ABS) has not gone unnoticed: in a recent interview by Legal Futures our managing director, Emma Cleveland, discusses the topic and Cleveland & Co’s...
by Emma Cleveland | 2015-09-08 | Industry News
On 17 July 2015, the Financial Conduct Authority (“FCA”) held a MiFID II Roundtable discussion aimed at providing updates on MIFID II implementing measures and addressing various potential implementation issues in the financial services industry, arising as a result...
by Emma Cleveland | 2015-09-08 | Industry News
In line with the FCA’s initiative of improving complaints handling procedures through increased process transparency and providing further assistance to firms, the FCA have updated their Complaints Sourcebook. Change The updates to the Complaints Sourcebook encompass...
by Emma Cleveland | 2015-09-08 | Industry News
There has been a significant amount of discussion around fund fees and expenses in the past few years as regulators aim to increase fee transparency to investors. In the UK, the FCA has published a number of studies and reviews on this matter (TR14/7 – Clarity of fund...
by Emma Cleveland | 2015-09-02 | Industry News
The single market is one of the core objectives of the EU as a matter of policy guidance and also as a benchmark. Achieving free movement of capital throughout the EU is an indispensable part of the creation of a single market and the matter has been widely addressed...
