by Emma Cleveland | 2016-09-15 | Industry News
Purpose The Board of the International Organization of Securities Commission (“IOSCO”) have recently published a consultation paper in order to obtain stakeholders’ views on a set of proposed good practices for investors to voluntarily terminate collective investment...
by Emma Cleveland | 2016-08-22 | Awards, Our News, Us in the Press
We are thrilled to announce that Cleveland & Co have been shortlisted for the Law Society’s tenth annual Excellence Awards in the category ‘Excellence in Business Development’. In this category, the judges are looking for ‘examples of business development...
by Emma Cleveland | 2016-07-27 | Industry News
The asset management industry has grown exponentially in the past decade, for example, through an increased variety of fund structures and cross border distribution. Consequently, this means that vulnerabilities associated with asset management activities need to be...
by Emma Cleveland | 2016-07-26 | Our News
One of our new clients has recently been in the press: Kepler Partners LLP has launched its first Dublin based UCITS platform which gives investors access to its Kepler Liquid Strategies ICAV and its sub-fund; KLS Zebra Global Equity Beta Neutral. As the shares of the...
by Emma Cleveland | 2016-07-21 | Industry News
The FCA commissioned the Occasional Paper no.17 (the “Paper”) as a means of bringing together the views and opinions from both academics and the FCA in order to stimulate ideas and solutions with the aim of improving access to retail financial services. Instigating...
by Emma Cleveland | 2016-07-20 | Industry News
The FCA’s modification by consent of its Conduct of Business Sourcebook (“COBS”), rule 14, means that any firm that is required to provide a key investor information document (“KIID”) to a client must do so after the transaction has taken place rather than before....
