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Trevor Goodman

Trevor Goodman

Director

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London, U.K.
Qualified in England & Wales
30 years of experience
English

Areas of Expertise

Investment Management
Financial Services Regulation
Funds
Structuring and Restructuring
Corporate Governance
Commercial
Fintech

Strengths

Adaptability, Critical Thinking, Problem-solving, Project Management

Values

Compassion, Family, Integrity, Equality, Fairness

Passions

Sports, Writing, Music

Trevor Goodman is a Director at Cleveland & Co, specialising in investment management, financial services regulation, and governance. With over 30 years of experience, he advises asset managers, financial institutions, and investment firms on regulatory frameworks, corporate matters, and strategic legal risk, combining deep technical expertise with a highly commercial and pragmatic approach.

Trevor has held senior legal and executive roles at leading global asset management firms. At Morgan Stanley, he was lead lawyer for its US$20 billion SICAV platform, overseeing cross-border fund structures, regulatory compliance, and governance. He later led legal support for EMEA at Legg Mason and in the UK for Santander Asset Management advising on investment management and regulatory frameworks. He also held the role of Head of Operations at an asset management consultancy where he also chaired the legal, risk and compliance committee. His experience spans fund structures, distribution, regulatory compliance, and governance across complex cross-border environments, combining deep technical expertise with a highly commercial, solutions-driven approach.

At Cleveland & Co, Trevor supports clients across corporate, regulatory, and governance matters, working closely with senior stakeholders to deliver clear, pragmatic, and commercially aligned advice. His approach reflects the firm’s values of integrity, clarity, and excellence, with a particular emphasis on solving complex problems in a collaborative and cost-effective manner.

Trevor is widely recognised for his adaptability, critical thinking, and ability to navigate complex regulatory environments with confidence. He brings a calm, strategic perspective to client engagements and is known for building strong, trusted relationships with boards, senior executives, and investment teams.

His areas of expertise include investment management and financial services regulation, corporate and M&A, fund structures and governance, distribution, compliance frameworks, and regulatory strategy across UK and EU markets.

Outside of work, Trevor enjoys spending time with his family, as well as sports, travelling, writing, and music, bringing balance and perspective to his professional life.

Senior Leadership in Asset Management Legal Functions

Held senior legal and operational roles across leading institutions, including Morgan Stanley, Legg Mason, and Santander Asset Management, advising on large-scale asset management platforms and governance frameworks.

Global Asset Management & Fund Expertise

Led legal support for major fund structures, including acting as lead lawyer for a US$20 billion SICAV at Morgan Stanley, overseeing regulatory, governance, and cross-border legal requirements.

In-House Legal & Regulatory Advisory

Extensive experience working within in-house legal teams, providing strategic advice on financial services regulation, compliance frameworks, and operational risk across asset and wealth management businesses.

Operational & Business Transformation Leadership

Transitioned into senior operational leadership, including serving as Head of Operations within an asset management consultancy, aligning legal, regulatory, and operational processes to support business growth and efficiency.

Consultancy & Strategic Advisory

More recently, advised asset managers and wealth management clients on regulatory strategy, governance, and operational effectiveness, supporting firms in navigating evolving UK and EU regulatory landscapes.

  • ACD Arrangements
  • Administration
  • AIFMD
  • AIFMs
  • AIFs
  • Anti-Bribery & Corruption
  • Authorised Funds
  • Business Formation
  • CIS Operators and Schemes
  • Collective Investment Schemes
  • Commercial and Corporate restructuring
  • Commercial Contracts
  • Commercial Law
  • Company Secretarial
  • Compliance
  • Contract Drafting and Negotiation
  • Contracts
  • Corporate Agreements
  • Corporate and Commercial
  • Corporate and Commercial Contracts
  • Corporate and M&A
  • Corporate Governance
  • Custody
  • Depositary Services
  • Distribution
  • Distribution Agreements
  • Due Diligence and Vendor Due Diligence
  • EU Financial Services Regulation
  • Financial Regulation
  • Financial Services Legislation (including: Capital Adequacy, Consumer Duty, MiFID II, Remuneration Rules, SFDR)
  • Financial Services Regulation
  • FinTech
  • Fund Governance
  • Fund Structures
  • Funds (registered and unregistered/listed or unlisted)
  • GC services
  • General Commercial Contracts
  • ICAV
  • Institutional
  • Intra-group Agreements
  • Introducer Arrangements
  • Investment Management Agreements
  • Investment Managers
  • Legal Department building
  • Listing on Exchanges
  • ManCos
  • Marketing and Pre-Marketing Rules
  • Money Markets
  • NDAs
  • Negotiation
  • New Companies’ Incorporation
  • Non-UCITS
  • Option Agreements
  • Pension Funds
  • Platform Agreements
  • Pooled pension funds
  • Preparing and Submitting FCA Applications
  • Regulatory
  • Regulatory & Compliance
  • Regulatory Developments
  • Regulatory Investigation
  • Regulatory Obligations
  • Service Agreements
  • Transition Management
  • UCIT

Qualifications & Courses

  • University of Leeds LL.B. Hons (1989–1992)
  • Law Society Finals (1992–1993)
  • Admitted as a solicitor (1995)

Appointments & Memberships

  • Member of various Investment Association committees.