Us in the Press

UK: C&Co win ABS of the year at the Modern Law Awards 2019!

by Leela|1 February 2019|Awards

We are delighted and very proud to announce that we have won the category for ABS of the Year at the Modern Law Awards 2019! What an honour to be recognised amongst such tough competition in a category that truly embraces our business — committed to innovation and driven by our strategic goals! The Eclipse […]

UK: C&Co shortlisted for Modern Law Award 2019

by Emma Cleveland|12 December 2018|Awards

We are thrilled to announce we’ve been shortlisted for ABS of the year at the Modern Law Awards 2019!

UK: C&Co recognised for gender diversity in the Women in Investment Awards 2018

by Emma Cleveland|4 December 2018|Awards

We are thrilled to announce that we were highly commended at the recent Women in Investment Awards 2018 for our contribution to gender diversity. The judges said: “This company should be applauded for welcoming employees from all backgrounds and also encouraging flexi-working and part-time applicants, as a result 88% workforce are female.” Please click here for full […]

UK: C&Co are finalists for gender diversity at Investment Week Awards 2018

by Emma Cleveland|11 September 2018|Awards

We are thrilled to announce that we are finalists at the Investment Week, Women in Investment Awards for our contribution to gender diversity. Please click here for more information. The winners will be revealed on 28 November. Good luck to all the finalists!

UK: Emma Cleveland shortlisted for Women in Finance award 2018

by Emma Cleveland|17 July 2018|Awards

We are very proud to announce that Emma has been shortlisted for a Women in Finance Award in the category Legal Adviser of the Year!

Cleveland & Co respond to FCA’s asset management market study in City AM

by Emma Cleveland|2 May 2018|Our Thinking

Criticism of the FCA’s new asset management rules has been featured in City Am. We are concerned that the cost of charges would deter new firms from entering the market. Our views on this topic have been featured in CityAM below.

UK: C&Co shortlisted for Legal Week Innovation Awards 2018!

by Emma Cleveland|18 April 2018|Awards

We are very proud to announce that we have been shortlisted for a Legal Week Innovation Award in the category, ABS Innovation. The Legal Week Innovation Awards celebrate outstanding innovative achievement within legal services and recognise firms that undertake precedent-setting projects and initiatives. The awards will take place on Friday 25 May and we will, of course, […]

Jump in firms referred to Regulatory Decisions Committee

by Emma Cleveland|14 February 2018|Us in the Press

There has been a 65% jump in the number of firms referred to the Regulatory Decision Committee, suggesting an acceleration in FCA investigations. Information provided to us by the FCA shows there were 476 firms in 2017 that were referred to the Regulatory Decisions Committee (RDC) in 2017*, a significant rise from the 289 in 2016. […]

Emma comments on UK senior manager rules push back

by Emma Cleveland|14 December 2017|Our News

UK asset managers will not have comply with a stringent new personal accountability regime until mid-2019 at the earliest, the local regulator has indicated. The announcement from the Financial Conduct Authority gives welcome breathing space to asset managers as they grapple with a host of regulatory priorities, such as Mifid II and General Data Protection […]

Rise in FCA Suspicious Transaction and Order Reports

by Leela|24 October 2017|Industry News

A record 3,730 suspicious transaction and order reports (“STORs”) of suspected insider dealing and market manipulation have been submitted to the FCA in the first 9 months of this year*, 24% more than in all of 2016 (3,008). Banks, brokers and regulated firms have to report suspected insider dealing and market manipulation, like those that […]