With less than two months to go until the UK leaves the EU, there have been a lot of...
Archive for category: Our Thinking
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The Taskforce (consisting of HM Treasury, the Financial Conduct Authority and the Bank of England) was launched by the Chancellor...
The Financial Reporting Council has published the final 2018 edition of the Corporate Governance Code and the associated Guidance...
We consider in this newsletter, the impact of Brexit on the financial services industry and provide practical steps for...
For 2019, ESMA’s focus will include supervisory convergence work in the area of Prospectus and Securitisation Regulation. The continued...
The London Stock Exchange has provided guidance on the new “comply or explain against” requirements for Alternative Investment Market...
On 4 July 2018, the FCA published, in their latest policy statement (PS18/14), its feedback on consultation paper CP 17/25...
After the Markets in Financial Instruments Directive II (“MiFID II”) and Packaged Retail Investment and Insurance Products (“PRIIPs”), the...
In recent years and, in particular, recent months, cryptocurrencies and cryptocurrency funds have exploded in terms of discussion and...
The IOSCO has published a Consultation Report with the aim of proposing guidance to address the potential conflict of interest...