On 30 January 2017, ESMA issued an opinion (the “Opinion”) which discusses the extent to which different types of units or shares (“Share Classes”) of the same UCITS (or its sub-fund) can differ from one another as a result of differing approaches amongst the EU countries.
Our research on the Senior Managers Certification Regime shows that the number of individuals who can be held personally...
The International Organization of Securities Commissions has published two final reports: Recommendations for liquidity risk management (“LRM”) for Collective Investment...
On 26 July 2017, the FCA published its consultation paper CP 17/25 regarding the extension of the Senior Managers...
While most will have a clear idea of the distinction between the law of torts and contract law, there...
The fiduciary relationship between a lawyer and their client is at the core of the English legal system. Regardless...
From 10 January 2020 UK cryptoasset businesses carrying on activities within the scope of the UK ML Regulation will...
We consider in this newsletter, the impact of Brexit on the financial services industry and provide practical steps for...
The recent case of SPL Private Finance v Arch FP 2014 has served as somewhat of a reminder that...
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