On 1 October 2014 the European Securities and Markets Authority (ESMA) published its Work Programme for the upcoming year. In it ESMA has set out four operational objectives: supervision, the single rulebook, convergence, and risk monitoring analysis.
ESMA 2015 Work Programme
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Emma talks about ESMA impact on investor protection in LexisNexis
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Emma explains this LexisNexis interview what ESMA says about algorithmic trading, commodity derivatives, and other topics in its Q&As....
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Partnerships between Financial Services Institutions and FinTechs
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With a current valuation of £6.6 billion, the UK FinTech market is rapidly transforming the way consumers access the...
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Gross Negligence in English Contract Law
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The distinction between Negligence and Gross Negligence in English contract law has been an issue in many commercial contracts...
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LSE provides guidance on AIM comply or explain regime
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The London Stock Exchange has provided guidance on the new “comply or explain against” requirements for Alternative Investment Market...
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Differences between negligence in tort and negligence in contract
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While most will have a clear idea of the distinction between the law of torts and contract law, there...
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Fiduciary Duties of Investment Managers (Article 2 of our “Fiduciary Duties” Series)
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Fiduciary duties of investment managers have been a matter of considerable debate in English law. Fiduciary obligations are generally...
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Contracts via email
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On 30 October 2017, the High Court (the “Court”) assessed and made a decision regarding contracts via email and...
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Senior Managers Certification Regime
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On 4 July 2018, the FCA published, in their latest policy statement (PS18/14), its feedback on consultation paper CP 17/25...
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