Brexit update: FCA extends deadline; EU Commission clarifies equivalence decision; Czech Republic and Malta approve no deal laws
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New FRC Corporate Governance Code
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The Financial Reporting Council has published the final 2018 edition of the Corporate Governance Code and the associated Guidance...
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UCITS V Impacts and Implementation
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UCITS account for around 75% of all collective investments by small investors in Europe and so UCITS V will...
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Differences between negligence in tort and negligence in contract
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While most will have a clear idea of the distinction between the law of torts and contract law, there...
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ESMA Opinion: principles for setting up share classes in UCITS funds
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On 30 January 2017, ESMA issued an opinion (the “Opinion”) which discusses the extent to which different types of...
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Cleveland & Co respond to FCA’s asset management market study in City AM
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Criticism of the FCA’s new asset management rules has been featured in City Am. We are concerned that the cost of...
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ESMA 2015 Work Programme
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On 1 October 2014 the European Securities and Markets Authority (ESMA) published its Work Programme for the upcoming year. In it...
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Is there a contractual obligation for investment managers to adhere to the Occupational Pension Schemes (Investment) Regulations and the Pensions Act 1995?
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Are you an investment manager? Do you often get asked by Trustees of pension funds to contractually agree to...
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The Prudential Regulatory Authority’s consultation paper (CP18/15) – Corporate governance: board responsibilities
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The Prudential Regulation Authority (“PRA”) has recently published a supervisory statement that identifies the key aspects of board governance...
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Cleveland & Co are industry pioneers, leading the way by providing the responsiveness and knowledge of your business that you would expect of your in-house legal team, combined with the scalability and broad range of expertise offered by an external law firm.
Why choose between an in-house team or external counsel when you can have the best of both?
For more information, contact us.