by Victoria Smith | 2023-04-20 | Our Thinking
The FCA has recently published its Business Plan for 2023/24 which aims to set out its strategic priorities for the year ahead. The Business Plan acknowledges that potential uncertainty will remain in the economic and geographical environment, highlighting key...
by Victoria Smith | 2023-04-19 | Our Thinking
In this fourth of our six deep-dive guides into the FCA’s sustainability disclosure requirements, we’re looking at product and entity level disclosures and detail what the FCA require firms to provide in each… Please click here to access our deep-dive guide to...
by Victoria Smith | 2023-04-19 | Our Thinking
background On 9 February 2022, the Securities and Exchange Commission (“SEC”) released its proposed Private Fund Advisers rule, with the primary goal of promoting transparency for private fund investors by requiring registered investment advisers to disclose the full...
by Victoria Smith | 2023-04-18 | Our Thinking
Building on our initial summary of the Financial Conduct Authority’s (“FCA”) discussion paper on “Updating and Enhancing the UK Asset Management Regime” (DP23/2), which focuses on improving investor engagement through technology, set out below is a second summary that...
by Victoria Smith | 2023-04-13 | Our Thinking
Many regulators across the globe are of the view that crypto technologies have the potential to offer the financial services sector enormous benefits. However, as with any emerging technology, there are risks as well as opportunities… Crypto regulation remains a...
by Victoria Smith | 2023-04-11 | Awards
We’re delighted to announce that Leela Fair has been shortlisted for an ALM Law.Com International Legal Innovation Award in the category ‘Championing Diversity in Innovation’! We are very proud of our commitment to diversity here at Cleveland &...
by Victoria Smith | 2023-04-11 | Our News, Recruitment
In the next part of our ‘Meet the Team’ series, we are delighted to feature Natália Fazano Novaes, from our Legal team who celebrates her first anniversary with Cleveland & Co this week! To celebrate Natália’s first year, we sat down to ask her a few...
by Victoria Smith | 2023-04-05 | Our Thinking
In February 2023, the Financial Conduct Authority (“FCA”) released a discussion paper on ‘Updating and Improving the UK regime for asset management’ (DP23/2). The paper seeks feedback on proposals to enhance the UK regime for asset management. Among the proposed...
by Victoria Smith | 2023-04-04 | Our Thinking
In this third of our six deep-dive guides into the FCA’s sustainability disclosure requirements, we’re looking at consumer-facing disclosures. The FCA is proposing that firms provide consumer-facing disclosures that provide consumers with a summary of the...
by Victoria Smith | 2023-04-03 | Our News
As part of our ‘Meet the Team’ series, we are delighted to feature Argyro Leoutsea, from our Legal team who celebrates her first anniversary with Cleveland & Co this week! To celebrate Argyro’s first year, we sat down to ask her a few questions about her...
