Since the adoption of the AIFMD, the European Securities and Markets Authority (“ESMA”) has produced a range of material...
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Following the Brisbane Summit in November, the G20 leaders published a communiqué that addressed many global economic issues. We...
We are pleased to announce that our wide selection of templates and guidance notes are now available to purchase.
Financial market infrastructures often contract out a number of their operations, such as IT and telecommunications, to third-party service...
On 13 January 2015 the FCA issued an update regarding the actions the FCA and HM Treasury will be taking for...
The Financial Stability Board (“FSB”) has recently published the following documents that were delivered to G20 leaders attending the...
The Financial Stability Board (“FSB”) has recently published its Standards and Processes for Global Securities Financing Data Collection and...
The FCA have issued a report on their findings of a review of conflicts of interest arising from wealth...
In its TR 13/14 thematic review, the FCA discussed the implications of payment for order flow on best execution...
On 27 November 2014 the FCA issued their regulatory fees and levies policy proposals for 2015/16 (CP14/26 Regulatory fees...
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