On 5 December 2017, the Financial Reporting Council published a consultation document on its proposals for a ‘shorter and sharper’ revised UK Corporate Governance Code. The UK Corporate Governance Code sets out the standards of good practice for companies in relation to:
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The recent case of SPL Private Finance v Arch FP 2014 has served as somewhat of a reminder that...
UCITS account for around 75% of all collective investments by small investors in Europe and so UCITS V will...
On 4 April 2017, ESMA added 10 new questions and answers to its Q&A on MiFID II and MiFIR...
From 10 January 2020 UK cryptoasset businesses carrying on activities within the scope of the UK ML Regulation will...
The FCA has recently completed the second stage of its thematic review on how firms and advisors are implementing...
The Financial Conduct Authority (“FCA”) has recently published a consultation paper and policy statement regarding the findings of the...
In 2014, the FCA published a discussion paper on the use of dealing commission regime and a policy statement...
On 30 January 2017, ESMA issued an opinion (the “Opinion”) which discusses the extent to which different types of...
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