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Financial Services Act
emma, , Industry News, 0
The latest amendments to the Financial Services Act 2016 (the “Act”) have been published with many provisions such as...
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MiFID II Roundtable – 22 February 2016
emma, , Industry News, 0
The MiFID II Implementation Trade Association Roundtable took place on 22 February 2016. The minutes from that meeting have...
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UK Cryptoassets taskforce publishes final report
emma, , Industry News, 0
Earlier this week, the UK’s Cryptoassets Taskforce (consisting of HM Treasury, the Financial Conduct Authority (the “FCA”) and the...
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“Fees for no service”: A hefty fine imposed on AMP by the Federal Court
Victoria Smith, , Industry News, 0
summary In a judgement handed down on 20 September 2022, Moshinsky J of the Federal Court held in favour...
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Building real markets for the good of the people – a speech by Mark Carney, Governor of the Bank of England
emma, , Industry News, 0
In his speech, Mr Carney focuses on the importance of the UK’s markets in serving our economy and outlines...
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SM&CR regulatory references: FCA clarification
Vicki McEwan, , Industry News, 0
FCA RULES AND HANDBOOK Part 9A of the Financial Services and Markets Act 2000 (“FSMA”) provides the Financial Conduct...
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The FCA’s TR14/19 Review on conflicts of interest arising out of the use of IHPs
emma, , Industry News, 0
The FCA have issued a report on their findings of a review of conflicts of interest arising from wealth...
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Focus of the FCA (MiFID II)
emma, , Industry News, 0
On 13 January 2015 the FCA issued an update regarding the actions the FCA and HM Treasury will be taking for...
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