Mastering ESG Compliance

Cleveland & Co is providing firms with dedicated support to helping navigate the complexities of sustainability regulations such as SFDR, SDR, and the EU ESG Ratings. Our bespoke legal advice and implementation ensures that your business remains fully compliant.

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Is ESG Compliance Weighing You Down?

If you’re facing regulatory pressure to integrate ESG principles or struggling with the conflicting expectations of investors and regulators, Cleveland & Co is your trusted partner. We understand that ESG compliance can overwhelm in-house teams, and we provide the deep industry knowledge and practical solutions to alleviate that burden. Whether you need help drafting ESG mandates, managing shareholder activism, or responding to new governance requirements, we’re here to support your journey towards sustainable growth.

How We Can Help

Our specialist lawyers have a birds eye view of the asset management industry working for a variety of actors including large and small asset managers, investors and trade associations including the Investment Association and UN Principles of Responsible Investing. We can advise and share best practice and common pain points. We also understand the application of the regulation from different vantage points and support on topics ranging from impending EU ESG Ratings Regulations through to making TCFD disclosures.

Transform Regulatory Challenges into Growth.

When you engage Cleveland & Co, you gain access to seasoned legal professionals who specialise in ESG for the asset management sector. You will benefit from holistic legal support that integrates seamlessly with your commercial objectives, enabling you to turn regulatory challenges into opportunities for growth and innovation.

A trusted partner in the investment management industry

The scope of our client relationships within the investment management industry reflects our ability to deliver high quality advice, and make it accessible to all industry participants. Our clients include leading funds, investment managers, and banks.

Wealth Manager/Family Office

Team Size: 35 employees globally.In-house legal team: 0

Client Requirement

Outsource the review, negotiation and management of all legal documents; client mandates, engagement letters, and distribution agreements for review, negotiation and finalisation with minimal oversight.
Ability to outsource all commercial agreements and platform agreements for review, negotiation and finalisation with minimal oversight.
Implement regulatory projects; MiFID II, GDPR and SFDR.
Participation in weekly strategic/business development calls.

Benefits Delivered

Proactive management of key legal tasks across all areas of required law.
Provided a true full service in-house legal team support for the business.
Driving legal project delivery and managing all relevant stakeholders.

Global Sustainability Association

Team Size: 200+ employees globally.In-house legal team: 1

Client Requirement

Supporting the Global General Counsel across regions with on tap additional expertise and capacity.
Input across policy areas, reports/guidance and principals for responsible investment.
Support with general commercial contracts: e.g. terms with signatories, partnership arrangements etc.
Guidance on governance: advising on corporate appointments, meeting packs, terms of reference for working groups, competition law advice, updates to constitutional documentation, appointment/termination of directors, fiduciary duties of asset owners.

Benefits Delivered

Provided a true extension of the legal team – working together as one cohesive unit.
Ownership and driving of legal projects and managing all relevant counterparties and stakeholders.
Legal project management and delivery, keeping delivery on time and on budget.
Multiple jurisdictions covered under one retainer.

Sustainable Investment Manager

Team Size: 5,000+ employees globally.In-house legal team: 100+ globally

Client Requirement

On tap overflow support when the team is focusing on strategic projects, or addition of specialist in-house investment management expertise lacking in the team low on resource due to turnover, maternity leave, sabbatical or holidays.
Covering: implementation of regulation e.g. SFDR, institutional investment and advisory mandates, overseas marketing, distribution and platform agreements, commercial contracts, data protection, employee share schemes.

Benefits Delivered

Knowledge sharing to upskill in-house team, supporting long term internal team development and reduction of external legal costs.
Consistency and high quality in the negotiation of documents on key legal terms.
IP retention to ensure that knowledge, tools and know-how developed for the client remains with the client.
Seamless continuity of legal support during peaks and troughs.
Access to our global team to support their global needs.

200+ clients representing a combined £9 trillion of Assets Under Management

Cleveland & Co stands apart from traditional law firms

Our focus on the asset management industry allows us to provide specialized services tailored to your business. Our senior lawyers work directly with you, ensuring a personal, high-quality service that larger firms often cannot match. We combine industry expertise with a commercial mindset, offering legal solutions that go beyond compliance to drive real, lasting impact in your organization.

Emma Cleveland – CEO, Global General Counsel

Secure Your ESG Compliance Today.

Expert legal support tailored to your needs

Your Business

Cleveland & Co works closely with your team to understand your specific legal requirements. Alongside your initial legal requirements we aim to understand how your business works. This ensures we provide expert guidance tailored to your needs.

Specialist Skills

We specialise in drafting, negotiating, and advising on key agreements like IMAs, fund documentation, and regulatory compliance across multiple jurisdictions.

One Team

Our approach integrates seamlessly with your in-house teams. Expect meticulous attention to detail, fast execution, and expert advice tailored to your business.

Pricing

We offer flexible pricing models tailored to your specific needs. Whether it’s a one-time consultation or ongoing support, our pricing structure is transparent and aligned with the scope of services required. Our goal is to provide exceptional value without unforeseen costs.

Choose Your Plan

Fixed Fee Projects

Clear, one-time cost
Transparent and predictable budgeting
No ongoing commitment after project completion
Best suited for specific, well-defined projects

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Monthly Retainer

Access to a dedicated team of experts
Continuous, on-demand support
Flexible, tailored assistance as needs evolve
Builds a long-term relationship for strategic support

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A panel of specialists through one account

The Cleveland & Co business model offers you the hard to access combination of a team of specialists offering high quality advice in the format of a single lawyer hire available as a round the clock service.

Specialists typically perform: 15%; better than generalists

Compared to a single hire,: 7x; more PQE access

Across time zones: 100%; team availability

Your ESG Compliance Legal Team

The ESG team at Cleveland & Co are happy to answer any questions you may have and have a depth of experience to assist with implementing advice.

Amanda Quaine

Deputy General Counsel – EMEA

Expertise: Investment Management, Financial Services Regulation, Funds, Alternative Funds, Securities, Trading & Investments, Structuring & Restructuring, Corporate Governance, Corporate and Commercial

Experience: 27 years

Get in touch with Amanda

Trevor Goodman

Director

Expertise: Investment Management, Financial Services Regulation, Funds, Structuring and Restructuring, Corporate Governance, Commercial, Fintech

Experience: 30 years

Get in touch with Trevor

Access to 200+ years team PQE experience for less than the cost of a General Counsel.

Recent Awards

Our ability to provide value to clients in the financial services sector is winning awards across a range of categories.

2026 Modern Law Awards Winner, Law Firm – Small

2026 Women & Diversity in Law Awards Finalist, Law Firm of the Year

2026 Women & Diversity in Law Awards Highly Commended, Law Firm Leader of the Year (Boutique)

2026 Modern Law Awards Highly Commended, Best Use of Technology

2026 Modern Law Awards Shortlisted, Innovation Award

2023 Strategic Legal Operations Team of the Year

2022 Corporate Counsel Awards finalist, Financial Services Lawyer of the Year

2022 Modern Law Awards Diversity and Inclusion Award

2021 Women in Finance UK Legal Adviser of the Year

FAQ

Our FAQ section covers a range of topics about the institutional work we do.

: We are specialists within the asset management sector and are able to provide specialized advice that larger firms often cannot offer. We have clients on both sides of the negotiating table, and support industry associations, which allows us to provide pragmatic practical advice.

Top Tier Investment Management Testimonials

“Cleveland & Co played an instrumental role in our recent M&A operation, turning a complex process into a smooth transition. Their strategic expertise and professional approach gave us confidence, ensuring our success. We highly recommend their services for any business seeking a reliable partner for significant growth.”

“Cleveland & Co have been supporting us on our journey to a $1bn plus asset under management for a few years. They have filled a need for us – having on hand a general counsel with multiple skill sets without having to employ a whole general counsel team. It is hard to do – but they have made it work – and work very well.”

“We were introduced to Cleveland & Co a few years ago and the relationship has proven to be very beneficial to us. The combination of expertise within the field, accessibility, speed and flexibility has been just what we needed. We look forward to carrying on the relationship, and it’s refreshing to deal with a pragmatic, professional, down to earth group of people.”

Conveniently located in London Bridge

Chat with Cordelia, or leave a message.

Cordelia Hughes, Chief Growth Officer

chughes@cleveland-co.com +44 7983 800548 LinkedIn