Jurisdiction
by Emma Cleveland|22 August 2016|Awards
We are thrilled to announce that Cleveland & Co have been shortlisted for the Law Society’s tenth annual Excellence Awards in the category ‘Excellence in Business Development’. In this category, the judges are looking for ‘examples of business development initiatives that challenge convention and create greater added value.’ The winners will be announced at an […]
Read moreby gcleve|21 April 2014|Industry News
The FCA has recently completed the second stage of its thematic review on how firms and advisors are implementing RDR requirements. TR 14/5 focuses on the standard for independent advice, to respond to the industry’s desire for greater clarification on what actions firms should take to meet the new independence requirements.
Read moreby gcleve|7 April 2012|Industry News
The FCA recently undertook a thematic review of the transition management (“TM”) industry which sought to better understand the TM market, explore potential weaknesses in managing conflicts of interest and examine senior managers’ understandings of client requirements and the strength of controls.
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