IOSCO recommendations for investment funds

The International Organization of Securities Commissions has published two final reports:

  1. Recommendations for liquidity risk management (“LRM”) for Collective Investment Schemes (“CIS”); and
  2. Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration.

These contain recommendations that:

  • seek to improve LRM practices of open-ended CIS as part of its mission to protect investors, ensure fair and efficient financial markets and reduce systemic risk; and
  • provide practical information, examples and good practices regarding open-ended fund LRM to supplement its recommendations.

Please click below for a summary of the key findings of each report.

Screen Shot 2018-07-24 at 14.11.52


Leave a reply

Your email address will not be published. Required fields are marked *



We're not around right now. But you can send us an email and we'll get back to you shortly.


©2020 Cleveland & Co

Log in with your credentials

Forgot your details?