On 24 March 2015 the Financial Conduct Authority set out the key areas of work it will undertake in the forthcoming financial year with the publication of its Business Plan for 2015/16. This is also the first year that its Risk outlook is published as part of the Business Plan. The Chief Executive of the FCA, Martin Wheatley, points out the importance of the Business Plan for setting out the regulator’s priorities for the year and also providing greater clarity for firms and how they can expect to work with the FCA.
Please click the below document to access our glance card summaries of the FCA’s Risk Outlook and its Key Priorities and Planned Review Work for 2015/2016.
Should you require any further advice or information on the above, Cleveland & Co, your external in-house counsel, are here to help.