FCA alert: risks of accepting business from Introducers

The FCA have recently produced an alert that highlights some of the risks that authorised firms may encounter by accepting business from unauthorised introducers, lead generators and/or other authorised introducers.

We have summarised the FCA’s alert and set out a checklist of steps firms should consider, please see below to access the document.


Should you have any questions regarding Introducers, Cleveland & Co, your ‘External in-house Counsel’, is here to help.


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