ESMA’s 2019 Work Programme
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Exclusion Clauses – Fraud exceptions in contracts
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On 30 January 2018, the Court of Appeal provided important guidance on the interpretations of exclusion clauses in the...
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Emma talks about ESMA impact on investor protection in LexisNexis
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Emma explains this LexisNexis interview what ESMA says about algorithmic trading, commodity derivatives, and other topics in its Q&As....
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UK Government response to Money Laundering Regulations Consultation
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On 15 September 2016 last year, the HM Treasury released a consultation on how the Fourth Anti Money Laundering Directive...
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Key changes to The UK Stewardship Code
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The new UK Stewardship Code has been published and takes effect from 1 January 2020… Are you signing up?...
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Consultation on amendments to the Prospectus Directive
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On 18 February 2015, the European Commission published a consultation paper seeking responses to a number of questions concerning...
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Brexit Update: No Deal Measures Intensify
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Following on from our series of newsletters on recent Brexit updates and no deal preparations, in this newsletter we...
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Contracts via email
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On 30 October 2017, the High Court (the “Court”) assessed and made a decision regarding contracts via email and...
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CASS custody changes
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Below we have provided a glance card, outlining the key upcoming changes to CASS in respect of custody services.
Jurisdictions
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