Below we have provided a glance card, outlining the key upcoming changes to CASS in respect of custody services.
Should you require any further advice or information on CASS custody changes, Cleveland & Co, your external in-house counsel, are here to help.
Are you an investment manager? Do you often get asked by Trustees of pension funds to contractually agree to...
On 4 July 2018, the FCA published, in their latest policy statement (PS18/14), its feedback on consultation paper CP 17/25...
On 30 October 2017, the High Court (the “Court”) assessed and made a decision regarding contracts via email and...
The FCA have recently produced an alert that highlights some of the risks that authorised firms may encounter by...
On 5 December 2017, the Financial Reporting Council published a consultation document on its proposals for a ‘shorter and...
HM Treasury has published its Policy Statement (“Statement”) regarding the transposition of MiFID II. The Statement follows HM Treasury’s...
The Financial Conduct Authority (“FCA”) brought proceedings against Asset Land Investment plc along with its principal owner and director,...
We consider in this newsletter, the impact of Brexit on the financial services industry and provide practical steps for...
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