Below we have provided a glance card, outlining the key upcoming changes to CASS in respect of custody services.
Should you require any further advice or information on CASS custody changes, Cleveland & Co, your external in-house counsel, are here to help.
SUMMARY On 18 October 2019, the Financial Stability Board (the “FSB”) issued a note (the “Note”) regarding regulatory issues...
In December 2015, the FCA published its CP 15/43 Consultation Paper, the first of its consultation papers on the...
The International Organisation of Securities Commissions (“IOSCO”) is an association of independent organisations regulating the global securities and futures...
In Peninsula Securities Ltd v Dunnes Stores (Bangor) Ltd UKSC 36, the Supreme Court held that a restrictive...
The FCA commissioned the Occasional Paper no.17 (the “Paper”) as a means of bringing together the views and opinions...
The FCA has recently completed the second stage of its thematic review on how firms and advisors are implementing...
SUMMARY The recent shift from office base time to working from home and enforced social distancing measures in the...
On 19 February 2015, the FCA published its FS15-01 Feedback Statement as a response to the DP14/3 Discussion Paper....
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