Below we have provided a glance card, outlining the key upcoming changes to CASS in respect of custody services.
Should you require any further advice or information on CASS custody changes, Cleveland & Co, your external in-house counsel, are here to help.
In line with the FCA’s initiative of improving complaints handling procedures through increased process transparency and providing further assistance...
In December 2015, the FCA published its CP 15/43 Consultation Paper, the first of its consultation papers on the...
The FCA has recently completed the second stage of its thematic review on how firms and advisors are implementing...
On 18 February 2015, the FCA published its thematic review on asset management firms and the risk of market...
On 2 October 2018, the Financial Conduct Authority’s (“FCA”) Chair, Charles Randell, delivered a speech on the damaging cycle of...
In a response to the Treasury Select Committee’s inquiry on SMEs, Sean Martin, General Counsel of the FCA, has...
On 1 October 2015, the European Securities in Markets Authority (“ESMA”) updated their Q&A on the application of the...
On 27 June 2018 the Bank of England (the “BofE”) issued its approach (the “Approach”) to financial services legislation...
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