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Cleveland & Co | External in-house counsel®

Listed Investment Companies

We can assist with:

  • regulatory reviews,
  • new legislation implementation, and
  • disclosure and monitoring and liaising with the FCA on a company’s behalf.

We can help with drafting, reviewing and negotiating:

  • offering memorandums,
  • placing agent agreements,
  • custodian agreements,
  • administrator’s agreement,
  • IMAs; and
  • auditor’s agreements.