Listed Investment Companies

We can assist with:

  • regulatory reviews,
  • new legislation implementation, and
  • disclosure and monitoring and liaising with the FCA on a company’s behalf.

We can help with drafting, reviewing and negotiating:

  • offering memorandums,
  • placing agent agreements,
  • custodian agreements,
  • administrator’s agreement,
  • IMAs; and
  • auditor’s agreements.

Recognition

  1. 2026
  2. 2023
  3. 2022
  4. 2021
  5. 2019

Cleveland & Co Associates Limited is incorporated in England and Wales, company No. 07871988, 79 Weston Street London SE1 3RS. Cleveland & Co Associates Limited is authorised and regulated by the Solicitors Regulation Authority (“SRA”) under no. 622069, as an alternative business structure, and as such all our solicitors are subject to the principles and code of conduct set out by the SRA. Please visit https://www.sra.org.uk/solicitors/standards-regulations/ for more information.

© 2026 Cleveland & Co Associates Limited. All rights reserved.