With a foundation of understanding the types of services, the business and the risk profile, this course provides an in-depth analysis of the clauses comprising investment advisory agreements, and focuses on teaching delegates how to draft each clause in a practical commercial context in light of regulatory requirements. The topics of this course include:
- World of Investment Advice including client types;
- Investment Advisory Services;
- Understanding the IAs business;
- New client appointment;
- Understanding the risk profile;
- Investment Advisory Agreement Review – an in-depth review of each clause in an IAA;
- Before, after and hot topics!
This is an advanced level full-day course and delegates will leave with an in-depth understanding of drafting investment advisory agreements. This unique and specialist course is aimed at those professionals that have been negotiating IAAs for a number of years and who wish to push their expertise to the next level!
This course is suitable for those senior professionals that have been negotiating Investment Advisory Agreements for a number of years and who wish to push their expertise to the next level!
If you would like to attend, but cannot travel to our venue, we are happy to offer you virtual attendance or you may purchase the course materials, so do get in touch!
Venue: K304-6 Kala Studio, The Biscuit Factory, Drummond Road, London, SE16 4DG
For more information, please click below to access our course brochure: