FCA RULES AND HANDBOOK Part 9A of the Financial Services and Markets Act 2000 (“FSMA”) provides the Financial Conduct...
Europe
Following the Brexit transition period, the temporary permissions regime (“TPR”) was developed to ensure continuity of services for UK...
On 17 December 2021, the European Securities and Markets Authority (“ESMA”) published a letter (the “Letter”) addressed to the...
HIGHER RISK INVESTMENT (“HRI“) STRATEGY STATEMENT In September 2021, the FCA published a Strategy Statement in relation to HRIs....
Investment opportunities have become increasingly complex, digitalised and riddled with riskier products which has become further heightened by use...
SUMMARY As of 4 January 2022, the phase out of the London Interbank Offered Rate (“LIBOR”) has culminated in...
We are thrilled to announce the appointment of Warren Mead as Board Advisor to Cleveland & Co. Warren has...
There have been calls for proposed changes to the Appointed Representatives Regime (“AR Regime”) to help mitigate any potential...
To get to know Kwan Mei a little bit more we asked her some quick fire questions: 1. Favourite...
Caroline Sheldon, Associate at Cleveland & Co was recently quoted in an article “A path to equanimity: Shareholder Agreements...
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