On 24 May 2021 the Financial Conduct Authority (“FCA”) published a supervisory notice (the “Notice”) which it issued to...
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American Express Service Europe Limited (“Amex”) was fined a hefty £90,000 by the Information Commissioner’s Office (“ICO”) as a...
FCA second consultation: implementation of the UK investment firms prudential regime
Sarah Hearn, , Industry News, 0SUMMARY AND KEY HIGHLIGHTS On 19 April 2021, the Financial Conduct Authority (“FCA”) published the second of three consultation...
FCA statement and feedback on its assessment on liquidity mismatch in authorised open-ended property funds
Sarah Hearn, , Industry News, 0In August 2020 the Financial Conduct Authority (“FCA”) consulted on proposals to reduce the potential for harm to investors...
Government consultation on reforming the UK’s audit and corporate governance regime
Sarah Hearn, , Industry News, 0The UK Government is launching a major overhaul of the UK’s audit regime to avoid company failures and safeguard...
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