Following the Brexit transition period, the temporary permissions regime (“TPR”) was developed to ensure continuity of services for UK...
Author Archive for: GoWP support
HIGHER RISK INVESTMENT (“HRI“) STRATEGY STATEMENT In September 2021, the FCA published a Strategy Statement in relation to HRIs....
RECENT COURT AND REGULATOR PRONOUNCEMENTS ARE A TIMELY REMINDER FOR FUND MANAGERS AND RESPONSIBLE ENTITIES TO USE CAUTION IN...
There have been calls for proposed changes to the Appointed Representatives Regime (“AR Regime”) to help mitigate any potential...
Ever wonder what a Special Purpose Acquisition Company (SPAC) is and what are the regulatory requirements around setting one...
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